Privacy

Privacy Policy 

i.    Safeguards for the privacy protection of client records and information is done based on SEC and or State authority guidelines.

 

Further detail on Convexity Wealth Management, LLC (hereafter “Convexity”) privacy policy is as follows: 

 

How We Use Client Information That We Collect 

 

a.    All nonpublic personal information that Convexity receives with respect to our clients who are natural persons is not shared with nonaffiliated third parties which are not service providers to us without prior notice to, and consent of, such clients, unless otherwise required by law. In the normal course of business, we may disclose the kinds of nonpublic personal information listed above to nonaffiliated third-party service providers involved in servicing and administering products and services on our behalf. Our service providers include, but are not limited to, our administrator, our auditors, and our legal advisor. Additionally, Convexity may disclose such nonpublic personal information as required by law (such as to respond to a subpoena) or to satisfy a request from a regulator and/or to prevent fraud. Without limiting the foregoing, we may disclose nonpublic personal information about a client to governmental entities and others in connection with meeting our obligations to prevent money laundering including, without limitation, the disclosure that may be required by the Uniting and Strengthening America Act by Providing Appropriate Tools Required to Intercept and Obstruct Terror- ism (USA PATRIOT) Act of 2001 and the regulations promulgated thereunder. In addition, if we choose to dispose of our clients’ nonpublic personal information that we are not legally bound to maintain, then we will do so in a manner that reasonably protects such information from unauthorized access. The same privacy policy also applies to former clients who are natural persons. 

 

Confidentiality and Security 

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a.    Convexity restricts access to nonpublic personal information about our clients to those employees and agents who need to know that information to provide products and services to our clients. We maintain physical, electronic, and procedural safeguards to protect our clients’ nonpublic personal information. We respect and value that Clients have entrusted us with their private financial information, and we will work diligently to maintain that trust. We are committed to preserving that trust by respecting Client privacy as provided herein.